Focus on undergraduate research: Power grid solutions in Nigeria

Oladoyin Phillips

For her senior research thesis, Oladoyin Phillips, Class of 2014, explored solutions to the electricity shortage in her home country, Nigeria. (Photo by Christopher Kwadwo Ampofo Gordon)

GROWING UP IN LAGOS, NIGERIA, Oladoyin Phillips was accustomed to the power outages that struck just as she was about to use her computer or charge her cellphone. “I was frustrated on those afternoons,” she said, “but I would remind myself that I was lucky because many Nigerians have no access whatsoever to electricity.” When it came time to select an independent research project for her senior thesis, required of all Princeton undergraduates, Phillips chose to examine solutions to Nigeria’s power problems.

Although home to vast stores of oil and natural gas, Nigeria delivers just 2 percent of the electricity typically needed to serve a nation of 168 million inhabitants. Over the last few years, the Nigerian government has privatized the power industry with the goal of improving its efficiency. But Phillips noticed that while Nigeria’s plan called for new power plants, it failed to address bottlenecks in the electricity supply chain. “I saw the opportunity to look at the entire system, from generation to transmission, and to develop strategies for improving the power sector,” she said.

Using skills she acquired while majoring in operations research and financial engineering, Philips analyzed large systems by gathering data and creating computer models. She focused on the natural gas-fired power plants that produce 80 percent of the country’s electricity (the remaining 20 percent is from hydroelectric power).

Warren Powell, professor of operations research and financial engineering, was Phillips’ adviser. “She is the kind of person who, given a few years, could have a real impact,” he said.

Using daily reports compiled during 2013 by the Transmission Company of Nigeria, a publicly owned company appointed to run the power grid, Phillips built a model that simulated the flow of energy from the fuel source to electricity generation, through the national transmission grid, and to distribution points just prior to consumer delivery.

From her analysis emerged a large-scale picture of the bottlenecks at each stage of the chain. One of the surprising findings was that most plants did not operate at full capacity, either due to maintenance issues or a shortage of natural gas. Nigeria has the largest proven natural gas reserves in Africa and the ninth largest in the world, according to the U.S. Energy Information Administration, but there are not enough gas plants or pipes to bring the fuel to the plants.

Phillips also found that Nigeria’s transmission network was too limited to serve the existing power generated, let alone the planned expansion. The transmission lines were also organized as a radial system with few or no alternative routes for electricity to travel when blockages or backups occur.

Her conclusion: Fix existing bottlenecks before building new plants. “The first and most crucial goal while making investments in the power sector should not be to increase the available capacity in the country,” she concluded, “but rather to ensure firstly, that all of the capacity that is already available, is delivered to the end users.”

Phillips graduated with a Bachelor of Science in Engineering in 2014 and is working at an energy and transportation company based in India.

–By Catherine Zandonella

 

The Planet Hunters

Milky way

The Milky Way as seen from a telescope in the Namibian desert. (Photo courtesy of Gáspár Bakos)

From Gáspár Bakos’ desk at Princeton, he can see everything that happens at his telescopes on three continents. He can see wild burros nuzzle at the cables in Chile, warthogs wander by in Namibia, and kangaroos come a bit too close for comfort in Australia.

Despite the risks to his equipment, managing telescopes in three time zones across the Southern Hemisphere has a major advantage: it is always nighttime somewhere, so Bakos’ telescope network can search around the clock for planets outside our solar system, or exoplanets.

Bakos, an assistant professor of astrophysical sciences, is one of several Princeton faculty members involved in finding and studying exoplanets. Some researchers, like Bakos, are searching for the faint dimming of starlight that happens when a planet transits in front of a star. Others are trying to achieve what some have called the Holy Grail of planet hunting: direct imaging of an exoplanet. But detecting a planet is just the beginning. Researchers hope that by studying other solar systems they can confirm theories about how planets form and perhaps even learn whether life exists on these other worlds.

“Princeton is making contributions to the search for exoplanets in a number of areas,” said David Spergel, the Charles A. Young Professor of Astronomy on the Class of 1897 Foundation and chair of the Department of Astrophysical Sciences.

Discover and characterize

Just 20 years ago, finding planets around stars other than our sun was thought to be impossible — they were too far away, too dim and too close to the glare of their star. But today, due to creative strategies and new telescopes, about 1,000 planets have been detected and confirmed, with thousands of candidates awaiting confirmation.

The vast majority of the confirmed planets are quite unlike our own, however. Some are gas giants larger than Jupiter that orbit very close to their star — so close, in fact, that they can make an entire circuit around the star in a few days. Contrast this to our solar system, where Mercury, the closest planet to the sun, has an orbital period of 88 days — that is, it takes 88 days to orbit the sun. Earth makes the journey in 365 days.

The reason we’ve found so many of these large planets, which astronomers have nicknamed hot-Jupiters, is because they are relatively easy to detect with current methods. The two most successful ways of finding planets to date are to look for the periodic dimming of starlight when the planet crosses in front of the star, as Bakos’ telescopes do, or to look for the episodic wobbling of the star in response to the planet’s gravitational pull.

Professor Gáspár Bakos

Professor Gáspár Bakos (Photo by Pal Sari)

Through findings from a space-based NASA telescope known as Kepler, which hunted planets from 2009 until earlier this year, we now know that hot-Jupiters are the exception rather than the norm. “We can detect these hot-Jupiters because they pass in front of their stars fairly often and they block a significant fraction of the starlight,” said Bakos, “not because there are more of them than there are other kinds of planets.”

These other kinds of planets could include ones with conditions capable of supporting life. These planets lie in the “habitable zone” not too close and not too far from their star, and are capable of having liquid water on their surfaces.

One of Bakos’ telescope networks, HATSouth, is looking for exoplanets, including possibly habitable ones. HATSouth can detect planets with orbital periods of 15 to 20 days, which may not seem like much, but for certain classes of stars, namely the mid- to late-M dwarf stars, planets with 15-day periods lie in the habitable zone.       Bakos started building his first HAT — Hungarian made Automated Telescope — in 1999 while a student at Eötvös Loránd University in Budapest. The automated telescopes are relatively small — close in size to amateur models — but the lower costs allow more of them to be deployed. An earlier network Bakos built, HATNet, which came online in 2003 and consists of telescopes at sites belonging to the Smithsonian Astrophysical Observatory (SAO) in Arizona and Hawaii, has discovered 43 candidate planets.

HATSouth became operational in 2009 and is a collaboration between Princeton University, the Max Planck Institute for Astronomy, Australian National University and Pontificia Universidad Católica de Chile. Originally funded by the National Science Foundation and SAO, the network consists of six robotic instruments located at Las Campanas Observatory in Chile, the High Energy Stereoscopic System site in Namibia and Siding Springs Observatory in Australia. To date, HATSouth has detected a handful of planets, and has a dozen candidates awaiting confirmation. So far, all of the planets have fairly short orbital periods — they orbit their stars in one to three days — but Bakos is optimistic about HATSouth and his new project, HATPI, for which he has received funding from the David and Lucile Packard Foundation. HATPI is a wide-field camera system that will continuously image the entire night sky at high resolution and precision for five years, with the goal of identifying planets with longer orbital periods. Bakos’ team includes Joel Hartman and Kaloyan Penev, both associate research scholars; Zoltan Csubry, an astronomical software specialist; Waqas Bhatti and Miguel de Val-Borro, both postdoctoral research associates; and Xu (Chelsea) Huang, a graduate student.

Direct imaging

While HATSouth looks for dips in starlight that indicate the presence of a planet, other researchers at Princeton are aiming to directly image exoplanets. Such imaging is possible, for example, when the planet appears on the right or left side of the star rather than directly in front of it. To date, only a handful of exoplanets have been observed this way, because the star’s light is so bright that seeing a nearby planet is like trying to see a speck of dust in the glare of a headlight.

Kasdin

Professor Jeremy Kasdin (Photo by Alexandra Kasdin)

Jeremy Kasdin’s group is working to develop instrumentation for direct imaging. “The idea is to block out the star’s light so that it is possible to see the planet,” said Kasdin, a professor of mechanical and aerospace engineering.

Astronomers have used this concept to study the sun since the 1930s: they place a black disc, called a coronagraph, at the center of the telescope’s image to block light from the sun so they can study solar flares on its surface.

For planet-watching however, this light must be blocked with great precision. Because light acts as a wave, it diffracts around the edge of the telescope and, without a coronagraph, creates concentric patterns on the resulting image (see illustration, page 27), just as water makes ripples in a pond when it flows past an obstacle. These patterns obscure the planet.

To eliminate or change these patterns, researchers at Princeton’s High Contrast Imaging Laboratory, led by Kasdin, are developing a coronagraph with a distinctive shape and arrangement of slits that alter the patterns in ways that can permit detection of planets. This “shaped-pupil coronagraph” is being developed by Kasdin and his collaborators Spergel, Edwin Turner, a professor of astrophysical sciences, Michael Littman, a professor of mechanical and aerospace engineering, and Robert Vanderbei, a professor of operations research and financial engineering, along with postdoctoral research associates Tyler Groff and Alexis Carlotti and graduate students Elizabeth Jensen and A.J. Eldorado Riggs. The coronagraph could be sent up in a space-based telescope mission under consideration for later in the decade.

Pupil diagramThe Kasdin lab is also working on another light-blocking idea called an occulter. This is a giant sail that could fly in space, ahead of a space-based telescope, to block out light from a star. “It is sort of like holding your hand up to block the sun while you watch a bird in the sky,” said Kasdin. The occulter would be launched folded-up, like a flower bud with petals that would unfold in space to create a shield with a diameter of about 40 meters (131 feet) that would fly about 11,000 kilometers — or roughly 6,800 miles — ahead of the telescope to block the star’s light.

Occulter diagramAt Princeton’s Forrestal Campus three miles from the main campus, graduate student Daniel Sirbu is testing four-inch high models of occulters. The team collaborates closely with NASA’s Jet Propulsion Laboratory at the California Institute of Technology where an occulter is being built and tested with the help of engineers at Northrop Grumman and Lockheed Martin.

Video: How an occulter would unfold in space:

In addition to blocking light, Kasdin’s group is working to improve the technology for correcting faulty imaging caused by the Earth’s atmosphere, as well as heat, vibrations and imperfections in the telescopes themselves. All ground-based telescopes suffer from poor imaging quality due to atmospheric water vapor that is present even on cloudless nights, causing turbulence that makes stars appear to twinkle. Astronomers can correct these distortions using a technology known as adaptive optics which involves bendable mirrors. The Kasdin lab is working on improvements to these systems.

Coronagraphs and adaptive optics already are in use in a handful of telescopes, including the Subaru Telescope, operated by the National Astronomical Observatory of Japan (NAOJ), in Hawaii. Princeton researchers, including Kasdin and his colleagues, as well as Turner; astrophysical sciences professor Gillian Knapp; Timothy Brandt, a 2013 Ph.D. in astrophysical sciences; and others, are part of an international collaboration led by NAOJ scientist Motohide Tamura that is known as SEEDS (Strategic Explorations of Exoplanets and Disks with Subaru).

Kasdin’s group is working on designing an instrument, the Coronagraphic High Angular Resolution Imaging Spectrograph (CHARIS), to add to the Subaru Telescope to look at the different kinds of light, or spectra, emitted by a planet. Just as a prism splits white light into its rainbow of colors, CHARIS contains prisms and special filters that allow researchers to see the different wavelengths of light. These wavelengths provide signatures that can reveal the planet’s temperature and hint at which atoms and molecules are present around the planet. Graduate student Mary Anne Peters and Groff are working on CHARIS.

“The instrument makes it possible to look at the spectrum at each point in the image,” said Groff, “so you can distinguish the planet light from the star and see whether the planet’s atmosphere is uniform or cloudy, and you can get an idea of age because as the planet gets older, it cools.”

Beyond detection

Detecting exoplanets, whether by watching for their transits or by direct imaging, is just the first step in developing an understanding of these objects, said Adam Burrows, a professor of astrophysics who uses data gathered from these campaigns to construct theories about the characteristics of exoplanets and planetary systems. “Once we’ve detected planets, how do we figure out their makeup, their atmospheric compositions and temperatures, and their climates? These are the kinds of questions we are interested in answering,” Burrows said.

These questions can be addressed only by detecting and interpreting the spectral emissions that will be detected by instruments such as CHARIS, but so far these are only available for large exoplanets. “As larger ground-based telescopes and space-based missions like the James Webb Space Telescope come online,” Burrows said, “we will have data from planets that are closer in size to the Earth. The objects being studied now are but stepping stones toward the broader characterization of the planets in general in the galaxy and in the universe.”

This broader characterization includes ongoing studies by a number of other Princeton researchers, including Markus Janson, a NASA Hubble Postdoctoral Research Fellow in astrophysical sciences, who studies how planets are formed from dust and debris that orbits the star. Other researchers studying planet formation include Roman Rafikov, assistant professor in astrophysical sciences, and Ruobing Dong, who earned his Ph.D. in 2013 while working on the SEEDS project and is now a NASA fellow at the University of California-Berkeley. Emily Rauscher, a NASA Sagan Postdoctoral Fellow in astrophysical sciences, is studying the climate on these faraway worlds.

Many researchers hope that studying exoplanets will help us learn more not only about planetary formation and solar systems but also about whether other planets exist that could support life. The instruments and telescope networks being developed at Princeton could lead the way. And if a wild burro chews on a cable now and then, well, it is part of the cost of learning what lies outside our solar system.

Box: Data mining for planets

Xu (Chelsea) Huang

Xu (Chelsea) Huang (Photo by Keren Fedida)

Data mining for planets Xu (Chelsea) Huang remembers the thrill of finding her first planet. “It was exciting,” said the graduate student in astrophysical sciences. Huang found that planet and many more in 2012 while looking through a publicly available data set from NASA’s space-based Kepler mission, which scans for dips in starlight as the planet crosses in front of the star. Using techniques developed for analyzing HATNet findings under the guidance of Associate Research Scholar Joel Hartman and Assistant Professor Gáspár Bakos, Huang found 150 potential planets — many of which were hot “super-Earths” that are slightly large than Earth but orbiting their host stars much more closely — that the Kepler team and others had missed. The paper was published earlier this year in the journal Monthly Notices of the Royal Astronomy Society. When the Kepler mission later released an updated list of possible planets, about half the ones that Huang had found were on it.

Box: Forecasting the climate on other worlds

Emily Rauscher

Emily Rauscher, a NASA Sagan Postdoctoral Fellow at Princeton’s Department of Astrophysical Sciences, is modeling the climate on exoplanets. (Photo by Andrew Howard)

Emily Rauscher, a NASA Sagan Postdoctoral Fellow in the Department of Astrophysical Sciences, said that new acquaintances don’t believe her when she says she does climate modeling for exoplanets. Rauscher uses what is known about our solar system, plus the laws of fluid dynamics and the exoplanets’ orbital period and mass, to try to understand the climate on these faraway worlds. “If you watch a planet throughout its orbit, you can see the change in the amount of light emitted from the planet’s night side versus from its day side,” Rauscher said. “Because it is very hot in the day and very cold at night, we expect winds to blow around the planet, and by measuring the difference in brightness coming from the planet, we can detect how the wind affects the planet’s temperature.” Rauscher is fascinated by the idea of life on other planets but said that there is plenty to discover even on uninhabitable hot-Jupiters. “There is a big push to discover Earth-like planets,” she said, “but there is a lot we can learn from studying the planets we know about already.”

Box: Exploring how planets are formed

Studying exoplanets also could help researchers learn more about how planets are formed from dust and debris that orbits the star, said Markus Janson, a NASA Hubble Postdoctoral Research Fellow in the Department of Astrophysical Sciences. Some of the material that doesn’t end up in planets is collected in rings called debris disks, he explained. Our solar system has two such debris disks: an asteroid belt between Mars and Jupiter and the Kuiper Belt beyond Neptune.

“Our conventional theory of how planets form— that dust sticks together and forms into planets like Earth, and that sometimes large amounts of gas accumulate onto a rocky core to form gas giants like Jupiter — is based on what we’ve observed in our solar system.” Janson said. “Now we can study other solar systems, so we can test this theory.” A recent study by Janson and colleagues, accepted for publication by The Astrophysical Journal, indicates that the majority of exoplanetary systems probably did form in this manner.

-By Catherine Zandonella

Telescopes take the universe’s temperature

Two telescope projects are measuring cosmic microwave background radiation with the goal of understanding more about the universe’s early history. The telescopes (pictured) are located on a peak in the Atacama Desert in Chile. (Image courtesy of ACT Collaboration)

Two telescope projects are measuring cosmic microwave background radiation with the goal of understanding more about the universe’s early history. The telescopes (pictured) are located on a peak in the Atacama Desert in Chile. (Image courtesy of ACT Collaboration)

Two telescopes on a Chilean mountaintop are poised to tell us much about the universe in its infancy. They are surveying the faint temperature fluctuations left over from the explosive birth of the universe, with the goal of piecing together its early history and understanding how clusters of galaxies evolved.

The telescopes are measuring these temperature fluctuations, known as cosmic microwave background radiation or CMB for short, from their perch 17,000 feet above sea level in Chile’s desolate Atacama Desert, where a dry atmosphere permits radiation to reach Earth with relatively little attenuation. In contrast to backyard telescopes that help us see visible light from stars and planets, these telescopes collect invisible microwave radiation.

Lyman Page

Lyman Page

These invisible waves are mostly uniform but contain slight differences in intensity and polarization that hold a wealth of information for cosmologists, said Lyman Page, the Henry De Wolf Smyth Professor of Physics. Page and Professor of Physics Suzanne Staggs co-lead two telescope projects, the Atacama Cosmology Telescope (ACT) and the Atacama B-mode Search telescope (ABS), which are funded by the National Science Foundation.

“If you imagine the temperature perturbations as a distant mountain range, the peaks and valleys correspond to the temperature variations,” Page said. “By looking at the patterns — the spacing between peaks, and whether they are narrow or fat — we are able to answer questions about the composition and evolution of the universe,” Page said.

ACT, which is about 18 feet across and looks like a giant metal bowl, has already made new discoveries, and confirmed and extended the findings of other CMB surveys, including two space-based telescopes, NASA’s Wilkinson Microwave Anisotropy Probe (WMAP) and the European Space Agency’s Planck mission. A new, more sensitive receiver is currently being mounted on the ACT telescope, which is a collaborative effort with David Spergel, Princeton’s Charles A. Young Professor of Astronomy on the Class of 1897 Foundation, along with researchers at the University of Pennsylvania, National Institutes of Standards and Technology, the University of British Columbia, and 10 other institutions contributing significantly to the instruments and analysis.

Suzanne Staggs

Suzanne Staggs

The CMB originated in the hot plasma soon after the Big Bang, which cosmologists consider to be the birth of the universe. As the universe expanded, the radiation propagated, carrying the secrets of the early universe with it. One of the questions is why the CMB on opposite sides of the universe is so similar in temperature. The leading explanation of this observation is the inflation model, which posits that the universe underwent a rapid acceleration of its expansion just after the Big Bang.

This is where the lower-resolution, second telescope comes in. Co-led by Staggs, the ABS is looking for signs of inflation. “Inflation should produce gravitational waves which create patterns in the CMB called ‘B modes,’” said Staggs. B modes are extremely faint — to measure them requires an instrument that can detect temperature changes of just billionths of a degree. To obtain these sensitivities, ABS mirrors, which are relatively small at about two feet across, sit inside a cryogenically cooled barrel.

The two telescopes can be operated remotely, but require frequent trips to the Chilean peak, which often include Princeton students and postdocs. The team at Princeton includes Senior Research Physicist Norm Jarosik, Associate Research Scholar Jonathan Sievers, postdoctoral researchers Matthew Hasselfield, Rénee Hložek, Akito Kusaka and Laura Newburgh, and graduate students Farzan Beroz, Kang Hoon (Steve) Choi, Emily Grace, Colin Hill, Shuay-Pwu (Patty) Ho, Christine Pappas, Lucas Parker, Blake Sherwin, Sara Simon, Katerina Visnjic and Sophie Zhang.

–By Catherine Zandonella

The rising cost of health care: Students examine policy solutions

Economics students

Five members of the Class of 2013 were honored by Princeton’s Benjamin H. Griswold III, Class of 1933, Center for Economic Policy Studies for their senior thesis work. Left to right: Jio Park, Samuel Dresner, Maeve Drablos, Ameer Elbuluk and Shirley Lee. (Photo by Kevin Birch)

With health care costs soaring, opinions abound on the best way to control costs without sacrificing patient outcomes. This past academic year, as part of their senior thesis research, several top students from the Department of Economics took a closer look at the link between health care costs and quality of life.

Merger fever

Jio Park examined the impact of hospital mergers on the quality of medical care. “Much of the existing literature focuses on the effects of mergers on costs and prices,” Park said. “I wanted to explore whether or not they affect patient outcomes.”

Park examined mergers that took place in California between 1996 and 2010. She found that mergers are associated with higher mortality rates, reflecting a reduction in quality. She concluded that the adverse effects of mergers are especially strong for patients with high-risk medical conditions such as congestive heart failure and pneumonia.

Park’s adviser, Nancy Reichman, a visiting professor in the economics department and the Woodrow Wilson School of Public and International Affairs, and a professor of pediatrics at Robert Wood Johnson Medical School, praised the research, which earned the Department of Economics’ highest honor for a senior thesis, the Wolf Balleisen Memorial Prize. “Jio used many types of statistical techniques to look from all angles at hospital mergers and their effect on mortality,” Reichman said. “This is an exceptional piece of work.”

Hospice versus hospitals

Ameer Elbuluk examined how patients decide between aggressive hospital-based treatments versus palliative hospice care.According to Elbuluk’s research, most patients with serious illness would prefer to die in the company of family and loved ones. He also found that even with aggressive treatment, people were not living longer. Yet the cost of aggressive treatment was significant, according to the studies that Elbuluk found. For example, a 2011 study found that Medicare, the government program that serves the elderly, spends about one-third of its total budget on patients with chronic illness in their last two years of life.

To study the factors associated with increased hospice use, Elbuluk used data from the National Home and Hospice Care Survey (NHHCS). Elbuluk found that hospice use was more likely among patients who had a living will or advance care directive. Patients were more likely to choose hospice if regular doctor visits were provided.

The largest barrier to hospice use, Elbuluk found, stemmed from Medicare policies. Elbuluk noted that before approving hospice care, Medicare requires a physician’s diagnosis that the patient has less than six months to live if the illness were to run its natural course. In his research, however, Elbuluk found that physicians are reluctant to make such a diagnosis.

Elbuluk’s thesis yields policy suggestions that could help increase the use of hospice care and reduce unnecessary expenditures, according to his adviser, Elizabeth Bogan, a senior lecturer in economics. “It is wonderful that we have students who are excellent scholars,” she said.

Park and Elbuluk presented their findings with three other seniors, Maeve Drablos, Samuel Dresner and Shirley Lee, at the annual undergraduate student research forum hosted by the Benjamin H. Griswold III, Class of 1933, Center for Economic Policy Studies.

“Each of these students has conducted a sophisticated work of analysis,” said Uwe Reinhardt, a leading authority on health care economics and the James Madison Professor of Political Economy, and professor of economics and public affairs at the Wilson School. Reinhardt is a co-director of the Griswold Center with Hyun Song Shin, the Hughes-Rogers Professor of Economics.

–By Catherine Zandonella

Activism Shapes Africa Scholar

Leonard Wantchekon

Princeton Professor of Politics Leonard Wantchekon has built upon his past as a political activist in the West African nation of Benin to forge an academic career focused on studying — and working to shape — governance and institutions in Africa. (Photo by Denise Applewhite)

Leonard Wantchekon’s education began  as a young child in his home village of Zagnanado, in the West African nation of Benin, where elementary school classes gave way to long soccer games and evenings of storytelling by aunts and uncles whose tales became informal history courses.

He left village life behind in a search for academic success that took him to the nation’s most populous city, Cotonou, to the National University of Benin to study mathematics, and eventually to North America and Princeton.

During his student years in Benin, Wantchekon became a pro-democracy activist. Planning meetings became his classes, fellow activists his classmates and acts of protest his final exams. Through the 1970s and ’80s he rose to a prominent place in the opposition that helped hasten the end of the oppressive regime of Mathieu Kérékou.

“All the time I tried to be two different persons in one,” Wantchekon said. “On the one hand I wanted to be the next big thing in academics in Africa. I wanted to be a top mathematician and was very ambitious, driven and enthusiastic. … At the same time, I was an equally ambitious pro-democracy activist. I was at the center of a social movement that was pushing for major political reforms in Benin.”

His twin paths of academic study and political activism frequently diverged and intersected until a morning in December 1986, when he escaped across the border into Nigeria following 18 months of incarceration as a political prisoner and three months on the run from authorities.

“It was — or rather, I was determined to make this — the dividing line between my past and my future,” Wantchekon wrote about that moment in his autobiography Rêver à contre-courant (Dreaming Against the Grain), published in French by L’Harmattan in 2012.

A quarter-century after leaving his home country, Wantchekon has built upon his remarkable past to forge an academic career focused on studying — and working to shape — governance and institutions in Africa.

He has emerged as one of the rare political scientists who works directly with politicians, using their campaigns as laboratories to study how best to engage voters on policies. He also studies how the benefits of education spread through a society, using his home village as one of the study sites. And he’s hard at work on his most ambitious project, establishing a graduate school and center for social science research in Benin.

“We shouldn’t underestimate how crucial it is that ideas that will help Africa develop have to come mostly from Africa and have to involve more Africans,” said Wantchekon, who joined the Princeton faculty in 2011 as a professor of politics and associate faculty member in the economics department. “This, of course, cannot happen overnight. So we need to set up great institutions of higher education with the hope that, over time, we develop enough talent to make a difference.”

Political campaign as laboratory

In Benin, Wantchekon is experimenting with ways to engage voters using the nation itself as a laboratory. “As a researcher and someone who has political experience, I’m interested in the following question: How can a candidate best communicate a policy platform to the electorate that is both good for the country and can help the candidate win?” Wantchekon said.

Town hall meeting

In his research on engaging voters, Wantchekon compared the effectiveness of two campaign strategies, a town-hall meeting versus a large campaign rally. He found that the town-hall meeting is more effective at getting people to vote for the candidate, and it was far more cost effective. (Photo courtesy of the Institute for Empirical Research in Political Economy, Benin)

With the cooperation of the candidates and funding from the International Development Research Council of Canada (IDRC), he is evaluating the effectiveness of two campaign techniques: town-hall meetings focused on issues versus the usual large and costly rallies that emphasize financial incentives for voters.

Wantchekon found that town-hall meetings are more effective than rallies both in terms of getting people to turn out to vote and getting them to vote for the candidate. “Not only are the people more informed,” he said, “but those who attend share what they have learned with others.” Some of the project results were published in the October 2013 issue of the American Economic Journal: Applied Economics. He completed a similar experiment in the Philippines earlier this year with support from Princeton’s Mamdouha S. Bobst Center for Peace and Justice, and is awaiting the results.

His next project is to explore the conditions under which holding primary elections within political parties, as is done in the United States, could encourage candidates to develop more thorough expertise on policy areas. “Competition between two candidates from the same party, running on the same platform, I think will encourage candidates to go deeper into the issues with the voters,” Wantchekon said.

Peter Buisseret, a Ph.D. student studying comparative politics, is collaborating with Wantchekon on this work. “Leonard is enormously enthusiastic about the projects we work on together, and also my own work,” Buisseret said. “As a co-author, he is truly collaborative: I feel very much an equal in the projects we work on, but at the same time I recognize how much intellectual and professional benefit I get from working with someone with his experience and knowledge.”

Wantchekon said his experience in graduate school shapes the way he relates to students. After fleeing Benin, he found his way to Canada, where he earned master’s degrees in economics from Laval University and the University of British Columbia.

In 1992, he went to Northwestern University, where he earned his doctorate in economics. But the transition to the American academic system — and an environment where only English was spoken — was difficult. He overcame the challenges, though, and secured a position as an assistant professor of political science at Yale University and later on the faculty of New York University.

Far-reaching benefits of education

Wantchekon’s experiences spurred him to explore how education has benefited people within villages and across generations in Benin, a country that experienced Western colonization. When Benin, then known as Dahomey, was colonized in 1895 by France, Catholic missionaries began setting up schools throughout the region. The missionaries’ goal was religious conversion, Wantchekon said, while the colonial government aimed to train local people to work as translators, nurses, accountants and security guards.

Colonial school 1936

Wantchekon studies the benefits of education on the income levels of descendants of the first students of missionary schools in Benin. One such school shown above in 1936 operated in Wantchekon’s home village, Zagnanado. (Copyright African Missions)

Using colonial archives, school rosters and oral histories, and with financial support from IDRC, Wantchekon identified 240 of the first students to attend school in the early 1900s at four sites in Benin. He noted that these students were not smarter or wealthier than the average Benin child but merely were fortunate to live near a school, so they can be thought of as randomly selected and representative of the population. He compared each group of 60 students to a representative sample of children from a village that lacked a school.

He found that the educated individuals experienced better incomes and living conditions. For example, only 14 percent of the educated students become farmers, whereas farming was the primary occupation among the uneducated (about 80 percent). He also found that the educated were more likely to have electricity and running water in their homes and to own a bicycle, motorcycle or car.

Wantchekon also found lasting effects that went beyond the individuals who received education. The children of the first students exhibited better outcomes, as might be expected, but what is particularly striking, Wantchekon said, is that the children of uneducated parents living in villages with schools did markedly better than descendants of uneducated parents in villages without schools.

“What I draw from this is the importance of aspiration,” he said. “When you see someone who makes it, he or she is your reference point, and you want to make it too. This is a very important finding for education policy. It is how you use the success of a few to encourage the success of many.”

Wantchekon said his findings resonate with his own experience. His mother, who was mostly uneducated, would show him pictures of his successful and educated uncle and urge her children to be like him. Of the children he went to school with in the village of Zagnanado, 10 others have earned Ph.D.s. “Entire villages in Benin have been completely transformed by education,” he said.

With a small team of students sponsored by Princeton’s Health Grand Challenge program, Wantchekon is now exploring whether the beneficial effects of education have continued to spread to the grandchildren of Benin’s first students in an era of increased competition for jobs.

Returning to Benin

Wantchekon isn’t just studying Africa’s past and present. He’s working to shape its future as founder of the African School of Economics (ASE), which is set to open in Benin in fall 2014. The goal of the ASE, Wantchekon said, is to create a center of excellence for social science research in Africa.

African School of Economics

Wantchekon is working to establish the African School of Economics (ASE), whose offices and a related organization, the Institute for Empirical Research in Political Economy, are currently housed in the building (top) in Abomey Calavi, Benin. Plans for a new ASE campus, pictured in the architectural renderings (bottom), are underway. (Photo courtesy of Serge Boya; architectural renderings courtesy of ASE)

The school, which has its roots in a research institute Wantchekon established in Benin in 2004, has received funding from the Women for Africa Foundation and SES, a satellite company based in Luxembourg, and is scheduled to open with about 300 master’s degree students.

“I’ve always thought that the way to promote social science research in Africa is to have a better African representation in social science research

in Africa,” Wantchekon said. “We need to solve development problems on the continent through original thinking and indigenous generation of knowledge.”

The ASE will bring together students and faculty from Africa and beyond with an academic focus on informing social science within the context and history of Africa. Classes will be taught in English. The school’s structure and curriculum have been established. The design of the school, to be based near the city of Cotonou, is nearing completion.

The ASE is also pursuing academic partnerships with universities around the world that he hopes will lead to a free flow of students, faculty and ideas. Earlier this year, Princeton announced a partnership involving Wantchekon and the University of São Paulo, the Center for Teaching and Research in Economics in Mexico, and the Institute for Empirical Research in Political Economy in Benin. As part of this program, ASE hosted a summer school and conference involving 12 graduate students from Princeton and 10 from African universities.

“One of the things the University is very excited about in terms of this initiative is the opportunity our faculty will have to collaborate with scholars in Western Africa and possibly in other countries in sub-Saharan Africa later,” said Diana Davies, vice provost for international initiatives. “Also, this allows us to engage in the activity of capacity building and helping to build up the next generation of scholars in Africa, which is something that’s very important to us.”

“Africa is part of the University’s larger internationalization effort,” said Jeremy Adelman, Princeton’s Walter Samuel Carpenter III Professor in Spanish Civilization and Culture, professor of history and director of the University’s Council for International Teaching and Research. “But the strategy has to be adapted to Africa. Figuring out how it’s going to work in Africa requires working with Africans.”

Wantchekon knows that much work remains to reach his goals for the ASE. “I am really determined to get there,” he said. “ASE enables me to nourish big ambitions and dreams for Africa while being among the best academics in America.”

By Michael Hotchkiss

Race and incarceration rates: Student researcher explores solutions

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Danielle Pingue, Class of 2013, focused her research on the ways in which nonprofits are contributing to policy reform in the criminal justice system.

African Americans made up 40 percent of incarcerated individuals in the United States in 2012, despite being only 13 percent of the American population, according to the United States Census Bureau. Danielle Pingue, Class of 2013, wanted to know what could be done to change that statistic.

Danielle Pingue, Class of 2013 (Photo by Denise Applewhite)

Danielle Pingue, Class of 2013 (Photo by Denise Applewhite)

For her senior thesis project, Pingue analyzed three nonprofit organizations engaged in incarceration reform. She found that, while these programs were promising, additional policy changes and judicial reforms are needed to shrink the racial disparity in incarceration rates.

“One thing scholars agree on is that mass imprisonment has produced a host of undesirable consequences, particularly for African Americans,” Pingue said, “including the loss of the right to vote and barriers to employment, purchasing a car, and access to quality health care. These disadvantages can affect entire African American communities, including non-offenders.” To find out what nonprofits are doing to address the issue, Pingue conducted in-depth interviews and reviewed policy briefs and other documents. Pingue focused on three organizations — the Sentencing Project, the NAACP Legal Defense Fund (LDF) and the American Civil Liberties Union’s Racial Justice Project.

These groups advocate for reforms such as reduced drug-related sentences, rehabilitation rather than prison for nonviolent offenders, placement services for ex-felons re-entering society, and job training for economically disadvantaged youth. Additional reforms include ending biased police practices such as racial profiling.

Pingue found that nonprofits have had a positive effect on government incarceration policies. For example, lobbying by the Sentencing Project and the NAACP LDF contributed to a reduction in federal drug-related sentences through the Fair Sentencing Act of 2010.

She found room for improvement, however. “One of the more surprising findings of my research was that the reform that nonprofits are pursuing — mostly litigation or lobbying — may not represent what a large bulk of the affected population feels needs to be done,” Pingue said. She concluded that nonprofits need to do more to connect with affected communities.

Imani Perry, professor of African American studies, advised Pingue on the project. “The problem of racialized mass incarceration devastates communities, families and individual lives,” Perry said. “I’m very impressed by Danielle’s research into the range of policy recommendations and lobbying efforts of nonprofit organizations working on how to address this problem.”

During her undergraduate education, Pingue interned at Princeton’s Center for African American Studies and concentrated her studies in the Woodrow Wilson School of Public and International Affairs with a certificate in African American studies.

Pingue, who was born in Jamaica and moved with her parents to Worcester, Mass., when she was 10, will enter Harvard Law School in the fall. After law school she hopes to enter politics, perhaps as a representative working with disadvantaged communities. “My long-term goal is to go back to Jamaica and work on social policy and developmental issues, bringing the work that I’ve learned in the United States back to my birthplace,” she said.

–By Catherine Zandonella

Big hair brings to life a 17th-century satire

Bigwig character photo

Gary Fox, Class of 2013, played the title role in Der Bourgeois Bigwig. In the background is Nathalie Ellis-Einhorn, Class of 2016, as the enthusiastic lackey. (Photo by Frank Wojciechowski)

Extravagant wigs and sumptuous costumes serve as metaphors that breathe life into the social satire of Der Bourgeois Bigwig, a new adaptation of a 17th-century comedy by Molière that pokes fun at both the pretentious middle-class and the snobbish aristocracy.

A production of Princeton’s Lewis Center for the Arts and the Department of Music, Der Bourgeois Bigwig tells the story of a wealthy merchant who aspires to become an aristocrat, but who only succeeds in looking foolish and falling prey to con artists. The adaptation was created by playwright James Magruder, who served during 2012-13 as Princeton’s Class of 1932 Visiting Lecturer in Theater, and is based on Molière’s Le Bourgeois Gentilhomme as well as a 1912 musical version by Richard Strauss and Hugo von Hofmannsthal, Der Bürger als Edelmann.

Performed for the first time in fall 2012, the play was directed by Tim Vasen, director of the Program in Theater. Michael Pratt, director of the Program in Musical Performance, conducted the Princeton University Orchestra. Performed by an all-student cast, the Bigwig production was also a credited course, taught by Vasen.

“Our production was a 21st-century English language version of an early- 20th-century German musical adaptation of a late-17th-century French play,” said Vasen. “Yet, the story, the themes, the satire and jabs at pretense to a higher perceived social class resonate as vividly today as they did over 300 years ago.”

The title role was played by Gary Fox, Class of 2013, who earned his bachelor’s degree in chemistry with certificates in French and theater. His classmate, Lily Akerman, who earned her bachelor’s degree in comparative literature with certificates in creative writing and theater, choreographed the production. New York-based designer Anya Klepikov created the set and costumes, with lighting design by Jane Cox, a lecturer in theater and the Lewis Center for the Arts.

-By Steve Runk

Detection of cosmic effect may bring universe’s formation into sharper focus

Cosmology

(Image courtesy of Sundeep Das, University of California-Berkeley)

The first observation of a cosmic effect theorized 40 years ago could provide astronomers with a more precise tool for understanding the forces behind the universe’s formation and growth, including the enigmatic phenomena of dark energy and dark matter.

A large research team from two major astronomy surveys reported in July 2012 that scientists detected the movement of distant galaxy clusters via the kinematic Sunyaev-Zel’dovich (kSZ) effect, which has never before been seen. The work, which appeared in the July 23 issue of the journal Physical Review Letters, was initiated at Princeton University by lead author Nick Hand, Class of 2011, as part of his senior thesis.

Proposed in 1972 by Russian physicists Rashid Sunyaev and Yakov Zel’dovich, the kSZ effect results when the hot gas in galaxy clusters distorts the cosmic microwave background radiation — which is the glow of the heat left over from the Big Bang — that fills our universe. Radiation passing through a galaxy cluster moving toward Earth appears hotter by a few millionths of a degree, while radiation passing through a cluster moving away appears slightly
cooler (see illustration).

Now that it has been detected, the kSZ effect could prove to be an exceptional tool for measuring the velocity of objects in the distant universe, the researchers report. It could provide insight into the strength of the gravitational forces pulling on galaxy clusters and other bodies and on the still-hypothetical dark energy and dark matter in the universe. The effect also can be used to trace the location of atoms in the nearby universe, which can reveal how galaxies form.

“One of the main advantages of the kSZ effect is that its magnitude is independent of a galaxy cluster’s distance from us, so we can measure the velocity of an object’s motion toward or away from Earth at much larger distances than we can now,” said Hand, who conducted the work with his senior thesis adviser David Spergel, the Charles A. Young Professor of Astronomy on the Class of 1897 Foundation and chair of astrophysical sciences at Princeton.

The paper featured 58 collaborators from the Atacama Cosmology Telescope, which is supported primarily by the National Science Foundation (NSF), and the Baryon Oscillation Spectroscopic Survey (BOSS) project. BOSS is a part of the Sloan Digital Sky Survey III, which is supported by the NSF, the Alfred P. Sloan Foundation, the U.S. Department of Energy Office of Science and participating institutions.